COMPLIANCE
Help Your Employers Stay Ahead of Compliance Risk
Regulations evolve constantly. OneDigital provides the compliance infrastructure and expert guidance businesses need to stay protected and confident.
THE PARTNER ADVANTAGE
A Compliance Partner That Protects Your Employers – and Your Reputation.
Compliance failures are among the most damaging yet avoidable risks your employers face. Employment law, benefits legislation, tax obligations, and data privacy requirements are constant moving targets. By referring a client to OneDigital HCM, you connect them with a team of compliance consultants and ERISA attorneys who monitor regulatory shifts, advocate for employer interests, and ensure your employers are never caught off guard.
As a Certified Professional Employer Organization (CPEO), OneDigital assumes shared responsibility for federal and state employment compliance. Your employers gain an enterprise-level compliance infrastructure without the overhead of building it themselves. As a top 15 HR outsourcing firm—ESAC-accredited and SOC 1 audited—OneDigital provides the rigorous oversight that large employers take for granted.
For financial advisors, tax compliance and payroll accuracy sit at the intersection of your strategic work and your employers’ operational reality. For insurance advisors, compliance gaps create direct insurance exposure. Misclassified employees, missed ACA filings, and inadequate EPLI coverage often stem from upstream compliance failures. Connecting your employers to a comprehensive solution protects the coverage you have placed and solidifies your role as an advisor who sees the full picture.

HOW IT WORKS
A Smarter Approach to Compliance
OneDigital takes a full-cycle approach to compliance, beginning with a comprehensive assessment of current exposure and building through to ongoing monitoring and management. Every service is designed to reduce risk, remove complexity, and give your employers the confidence to focus on their growth.
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Strategy and Gap Assessment
We begin by uncovering where your employers are exposed. Our consultants conduct comprehensive assessments across HR compliance, benefits legislation, tax obligations, and data privacy. We map current practices against federal and state mandates to identify the gaps creating the greatest risk. The result is a clear, prioritized roadmap for action.
Advisory and Operational Support
Compliance questions don’t wait for scheduled reviews. OneDigital provides responsive guidance through quick consultations and scheduled advisory sessions. We offer regulatory analysis of health insurance programs and policy advocacy with agencies including the IRS, HHS, DOL, and Congress. Your employers gain access to ERISA attorneys and specialists who understand the operational realities of small and mid-sized businesses.
Monitoring and Modernization
In a landscape of constant regulatory shifts, staying current isn’t enough; you have to stay ahead. OneDigital acts as your employers’ dedicated compliance authority, providing:
- Real-Time Monitoring: High-level briefings to ensure no mandate goes unnoticed.
- Audit Leadership: In the event of an investigation, our experts lead the response process alongside legal and risk teams.
- Compliance Dashboard: A digital interface that turns complex statutory obligations into a manageable roadmap.
HR and Employment Law Compliance
As a CPEO, OneDigital assumes shared responsibility for federal and state employment compliance. As your employers grow, we manage the shifting tiers of regulatory requirements:
- All Employers: IRCA, FLSA, and ERISA oversight.
- 15+ Employees: ADA, GINA, and Title VII compliance.
- 20+ Employees: ADEA and COBRA administration.
- 50+ Employees: ACA and FMLA management.
- 100+ Employees: WARN Act and EEO-1 reporting.
WHAT THIS MEANS FOR YOUR PRACTICE
How We Work for You
A compliance referral to OneDigital strengthens your advisory practice in three meaningful ways.
Client Retention
Employers who feel protected by knowing that their compliance obligations are being actively monitored and managed — stay. You become the advisor who removed one of the most persistent sources of anxiety from their business, and that kind of trust is difficult to replicate.
Reduced Liability Exposure
Compliance failures create liability that can flow back to the advisors who were closest to the client relationship. By connecting your employers to a professional compliance solution, you reduce the risk of being associated with an avoidable penalty, audit, or legal dispute.
Effortless Integration
OneDigital compliance services complement existing systems rather than replacing them. We integrate with your employers’ current processes, identifying gaps and providing guidance without disrupting the relationships you have already built.
WHO IT’S FOR
A Good Fit for Your Employers If They Are:
- Growing and unsure which employment laws now apply to them as their headcount increases.
- Operating across multiple states and facing varying, complex compliance requirements in each jurisdiction.
- Dealing with a past penalty, audit, or EEOC claim and want expert support to prevent a recurrence.
- Managing benefits programs — including health insurance, retirement plans, or COBRA — without dedicated compliance oversight.
- Navigating data privacy obligations under CCPA, HIPAA, or applicable state privacy laws.
- Seeking an accountable partner who monitors regulatory change and keeps them ahead of it, rather than reacting to it.

Ready to Give Your Employers Compliance They Can Count On?
Compliance does not stop once a checklist is complete. Your employers need a partner who monitors regulatory change, advocates for their interests, and responds when questions arise. OneDigital provides that through a team of consultants and ERISA attorneys who are as invested in your employers’ protection as you are.
Let’s discuss how we can strengthen your book of business together.